Risk

Leading Risk Recruitment Services for regulated businesses across the UK, Ireland, Germany, Switzerland, Luxembourg, and the US.

We recruit top risk management talent for today's dynamic business environment. Our expertise covers the full spectrum of risk, including operational, market, enterprise, liquidity, and climate risk, with a focus on mid-to-senior and board-level appointments.

From oncoming regulatory pressures to tumultuous talent markets and global supply chain disruption, Broadgate's dedicated delivery teams understand the nuanced challenges facing modern business. 

We're here to connect business leaders with qualified, regulatory-approved professionals who protect and enable sustainable growth. Broadgate combines global talent networks and comprehensive industry knowledge to quickly fill objective-critical roles in both a permanent and interim capacity. We also maintain a versatile SME bench (Subject Matter Expert bench) of experienced consultants ready to be deployed on your executive hiring projects. 

From board-effectiveness reviews to executive coaching, our risk recruitment specialists can provide expert support at every touchpoint of your hiring process.

Learn more about our services, connect with our team today. 

 

 

CANADA LIFE
1.5
1st Interview to Placement Ratio
1.6
Jobs to Placements
Canada Life provides retirement, investment and protection solutions to individuals, families and businesses. Seeking an agile talent partner, Canada Life enlisted Broadgate to deliver a comprehensive Risk and Compliance transformation program. Our approach involved providing sustained support through long-term contracts (minimum one year), with our team peaking at 17 contractors. Over a five-year partnership, Broadgate has become a trusted talent partner for Canada Life, placing over 25 contractors across various initiatives, including critical support for GDPR readiness.
Canada Life

Roles successfully placed include: Project Manager, Risk Manager, Procurement Manager, Conduct Risk Manager, Governance & Reporting Manager, and GDPR Programme Manager. 

CENTRUS
Centrus is a dedicated team of corporate finance advisors, treasurers and analytics experts who provide advice and investment to the projects, companies and assets that matter to people, communities and the environment. Centrus were in the market to hire a solution-oriented Head of Compliance with strong experience and credibility (particularly regarding the FCA), with a focus on acquiring regulatory sign-off. Given Broadgate’s experience and credentials, Centrus had no concerns with the team’s search capabilities. To help improve confidence in the candidate, Broadgate lent on the consultancy services of its senior advisor and C-suite trainer, Adrian McCarthy, identifying and securing the Head of Compliance role inside the agreed time frame.
Centrus
Gavin Friel

‘Broadgate brought that level of expertise, confidence, and high level of assurance that we just couldn’t get by doing the process by ourselves, or even with other firms. Adrian’s input and consultation were professionally run, very comprehensive and highly valued by the company and the board, and it gave us great confidence in the process.’

Gavin Friel
Gavin Friel
CFO

MEET THE TEAM

Ben Adams

Co-Founder and Managing Director

Daniel Tapsell

Associate Director, Contract and Interim

Matt Carter

Associate Director, Risk, Compliance, Financial Crime

Kevin Adam-Hein

Partner

Connor Nurse

Head of US

Callum Dudrenec

Principal Consultant

Richard Williams

Senior Principal Consultant

Toby Jupp

Senior Consultant

Anis Soomaroo

Senior Consultant

Adrian McCarthy

Senior Advisor

LATEST JOBS

Kent, South East, England
Risk Offiecr (1LOD)
Risk Officer (1LOD)Location: Kings Hill, Kent - Hybrid (2 days in the office)This Bank is looking for a talented Risk Officer to join our Business Operations department.As a Risk Officer (1LOD), you will play an integral role in effectively managing risks and controls within the first line of defence. Your key responsibilities will include:Risk Management FrameworkRisk MI and ReportingStakeholder CollaborationIncident ManagementOperational Resilience TestingSelf-Assessment SupportExperience:Qualifications and Experience:Proven experience in 1LOD or 2LOD operational risk.A risk management qualification or a commitment to achieving one.Skills and Competencies:Strong understanding of evolving industry and regulatory changes.Passion for risk and compliance.Strong interpersonal skills and the ability to engage with multiple stakeholders.
Georgia MasonGeorgia Mason
Greater London, South East, England
Risk Analyst
Risk AnalystSalary £35,000-£45,000This is a position targeted at a Risk professional in the outset of their career, looking for an opportunity to develop a wide skillset and grow with the business. The focus would be within Project Management, a critical function in the Risk team; this is the hub of the business, with responsibility for delivering to clients.The firm is a global brand in the Wealth sector, a platform that integrates technology seamlessly with wealth and investment management businesses.The RoleDirectly support the Risk Business Partner across a range of tasks; including Root Cause Analysis, Risk Event management and Post Implementation ReviewsWork with colleagues and counterparts in operational risk and other areas of the 2nd line risk team and wider businessEmbedding an RCSA framework in the Delivery functionMuch more development opportunities to get exposure in other areas of the business of interestYour ProfileKnowledge of a Risk Management framework, through experience preferably gained within financial servicesExperience of being involved in Project-based workConfident people skillsFor more details, please apply here!
Toby JuppToby Jupp
New York, United States
AVP Credit Risk - Securitization
AVP Credit Risk - SecuritizationThe Credit Risk AVP is responsible for the credit risk assessment of new and existing transactions presented by the asset securitization team. His/her task is to ensure that individual asset securitization transactions comply with internal and regulatory credit risk standards, assigns internal risk ratings, reviews loan documentation, participates due diligence reviews, restructures and works out underperforming transactions jointly with the asset securitization team, and conducts industry and/or credit product related research, where applicable.- Prescreen credit applications before a new business meeting with regards to compliance to internal and regulatory credit risk standards.- Review data entries rating tool and ensure that expected cash flows are correctly reflected.- Assign risk rating for all existing and proposed exposures using the appropriate rating methodology for the respective asset class and transaction structure- Assure data quality and accuracy across multiple bank systems- Check that the credit and review applications comply with all internal and regulatory standards and provide an independent written vote detailing the key credit risks and mitigants of the transaction. .Qualifications & ExperienceBA, CPA a plus, formal credit training a plus3-5 years of experience in credit risk management/credit analysisExperience with rating systems and quantitative portfolio risk management toolsSolid knowledge in MS Office. Solid experience with quantitative rating models
Connor NurseConnor Nurse
Manchester, Greater Manchester, North West, England
Prudential Risk Officer
Job Title: Prudential Risk ManagerReporting to: Chief Risk OfficerJob PurposeThe purpose of the role is to support the Chief Risk Officer to ensure that the organization has an effective Risk Management Framework in place, with a particular focus on Prudential Risk. The role will act as a subject matter expert within the Second Line of Defence on all Credit and Financial Risk related areas to support the delivery of the Second Line Monitoring Plan.Main Duties and ResponsibilitiesResponsibilities will include:Assisting with ensuring that effective Enterprise Risk Management is taking place and that both the Risk Management Framework and Risk Appetite Framework are embedded within the organization.Providing Second Line review and challenge of key prudential regulatory documents including the ILAAP and ICAAP. This will include a review and challenge of the calculations and modelling used for liquidity stress testing and assumptions for determining capital requirements.Providing Second Line review and challenge of Recovery Planning, including a review of the modelling of recovery capacity, recovery options, recovery indicators, and their impact on various stressed scenarios.Providing Second Line challenge regarding updates to the Lending Policy and Financial Risk Management Policy, ensuring that the cumulative impact of all changes is understood.Assisting with the production of Credit Risk reporting, Financial Risk reporting, Key Risk Indicator reporting, and Recovery Plan reporting.Assessing business performance against Risk Appetites.Producing reports for various committees.Performing regular Second Line reviews of key models used by the organization.Assisting with regulatory horizon scanning to ensure that regulatory changes and developments are captured and assessed on a timely basis.Assisting the wider Governance, Risk & Compliance team in performing tests on the effectiveness of key controls (particularly from a prudential risk perspective).Providing oversight of the Risk Event Log and Risk Registers, ensuring effective root-cause analysis and risk and control self-assessments.Ensuring effective horizon scanning within the organization covering economic, market, and technological aspects.Undertaking Second Line reviews of capital, liquidity returns, and other relevant reports to Regulators.Reviewing and challenging assumptions regarding affordability assessments for all areas of lending.Reviewing the loan book to understand asset quality and appropriateness of probabilities of default used across the Credit Risk Framework.Undertaking Second Line reviews of the Credit Risk Framework, including the credit lifecycle.Conducting regular file reviews to ensure that lending aligns with the Lending Policy and that criteria exceptions are monitored and understood.Leading analysis of the organization’s Credit Risk portfolios to enable robust day-to-day challenge of the First Line of Defence to protect against unexpected financial shocks.Reviewing Credit Risk management information and conducting thematic reviews into niche areas of lending.Undertaking Second Line reviews of the Treasury Risk/Asset & Liability Management (including funding, liquidity, counterparty risk, market risk, hedging, treasury operational risk).Partnering with the business to ensure that the First Line of Defence appropriately manages Prudential Risks, including the identification, assessment, measurement, review, monitoring, and reporting of risks.Maintaining strong awareness of the economic climate and regulatory environment.Acting as an enabler for the business to better understand and manage its risk profile, providing advice and challenge to the First Line of Defence through impactful and influential engagement.Along with the wider Governance, Risk & Compliance team, ensuring a strong risk culture across the organization.Assisting the wider Governance, Risk & Compliance Team where required
Richard WilliamsRichard Williams
Dublin, County Dublin, Ireland
Operational Risk Specialist
Operational Risk SpecialistTradingDublin - Hybrid Working - 4 days in the office65-75kThis role is with a growing trading company in Dublin who are part of a wider international group. You will play a key role in supporting the business' continued growth across Europe. It's a dynamic, and fast-paced environment where you will work closely with the traders and wider operational teams across the business.Your Role:Manage the Risk Control Self-Assessment process for the Irish entityReporting operational risk eventsSupport in the implementation of remediation plans across the businessReview existing controls and seek to implement improvementsAbout You:3+ years Operational Risk ExperienceExperience within trading/investment bankingExperience conducting RCSAOrganised and ProactiveIf you'd be interested in hearing more, apply here or reach out to me at  [email protected]
Darren HoganDarren Hogan
Dublin, County Dublin, Ireland
Senior Risk Manager
Senior Risk ManagerInvestment ManagementDublin - Hybrid - 3 Days in the Office100-110kGreat opportunity to work with a leading global firm who are looking for a Senior Risk Manager to join their team in Dublin. You will work as part of a small team and will get great exposure across all areas of business and cover a broad range of risk tasks.Your Role:Maintain the risk management framework - Ensure policies, procedures, and the risk register are kept up to dateConducting risk assessmentsProviding support and advice on key issues and projects across the businessConduct controls effectiveness testingDevelop risk appetites within the businessAbout You:7+ years experience in a risk roleStrong knowledge and understanding of current regulation - MiFID, DORA, Outsourcing Guidelines etcICAAP/ICARAP and IT Risk experience would be beneficialIf this sounds like it good be the right role for you, apply here or contact me at [email protected]
Darren HoganDarren Hogan
Dublin, County Dublin, Ireland
Risk and Compliance Senior Manager
Risk and Compliance Senior ManagerConsultancy Dublin - Hybrid Working80-95kAre you a skilled regulatory expert with a passion for compliance and advisory services? I'm working with my client to support them in finding a Senior Manager to help their clients navigate the complexities of regulatory requirements within the evolving Irish financial services market.As part of a leading global firm, you’ll work on a range of exciting projects—from developing compliance frameworks to delivering regulatory training, while managing a high-performing team and driving impactful results for clients. You’ll play a key role in advising clients on critical regulatory challenges, ensuring they meet the latest industry standards and regulations.Your Role:Support clients across financial services in managing their regulatory requirements. Support across a range of projects including implementation of new regs, developing frameworks, supporting with regulatory authorisations, and on key remediation projects.Lead client engagements and manage key stakeholder relationships and a team of consultantsAbout You:Extensive experience in compliance and/or operational risk roles, within Financial Services or professional services Strong knowledge of the Irish regulatory requirements Experience in managing teams/projectsExcellent communication, planning, and leadership skills.If you're ready to take the next step in your career and make a key impact in your next role then apply here or reach out to me @  [email protected]
Darren HoganDarren Hogan
New York, United States
AVP Credit Risk - Project Finance
AVP Credit Risk - Project FinanceThe Credit Risk AVP is responsible for the credit risk assessment of new and existing transactions presented by the project finance team. His/her task is to ensure that individual project finance transactions comply with internal and regulatory credit risk standards, assigns internal risk ratings, reviews loan documentation, participates due diligence reviews, restructures and works out underperforming transactions jointly with the project finance team, and conducts industry and/or credit product related research, where applicable.- Prescreen credit applications before a new business meeting with regards to compliance to internal and regulatory credit risk standards.- Review data entries rating tool and ensure that expected cash flows are correctly reflected.- Assign risk rating for all existing and proposed exposures using the appropriate rating methodology for the respective asset class and transaction structure- Assure data quality and accuracy across multiple bank systems- Check that the credit and review applications comply with all internal and regulatory standards and provide an independent written vote detailing the key credit risks and mitigants of the transaction.ExperienceBA, MBA a plus, formal credit training a plusYears of Professional Experience3-5 years of experience in credit risk management/credit analysisExperience with rating systems and quantitative portfolio risk management toolsSolid knowledge in MS Office. Solid experience with quantitative rating models
Connor NurseConnor Nurse