Regulator-Ready Talent for Financial and Professional Services Firms

Broadgate is an executive search and outcome-led delivery partner for regulated firms. We build teams that stand up to scrutiny through evidence-led screening and diverse communities, covering commercial, middle and back-office roles across permanent, interim, embedded and project-based work. Trusted by 600+ firms worldwide.

CONTACT OUR TEAM TODAY

Regulator-Ready Talent for Financial and Professional Services Firms

Broadgate is an executive search and outcome-led delivery partner for regulated firms. We build teams that stand up to scrutiny through evidence-led screening and diverse communities, covering commercial, middle and back-office roles across permanent, interim, embedded and project-based work. Trusted by 600+ firms worldwide.

CONTACT OUR TEAM TODAY

Regulator-Ready Talent for Financial and Professional Services Firms

CONTACT OUR TEAM TODAY

YOUR BUSINESS EVOLVES. SO DOES OUR SERVICE

When fluctuating project demands make it tough to manage resources, you need flexible recruitment options. We offer flexible solutions designed around the unique needs of your business.

BOARD & EXECUTIVE SEARCH
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

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BOARD & EXECUTIVE SEARCH

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

FIND OUT MORE
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

OUR CUSTOMER TESTIMONIALS

Callum provided an exemplary service and was always willing to go the extra mile to make sure we had the best possible experience. The quality of candidates proposed was outstanding. 

Swiss Finance & Property Group, Client

Georgia was very diligent and professional, keeping me continuously updated throughout the process. I also appreciate that she took the time to call me and provide feedback even when I was unsuccessful - from my experience so far, this has been very rare so this is testament to Broadgate's professional  practices.

Charmaine, Candidate

I had the chance to work with Broadgate and its representatives Ben Adams and Daniel Tapsell and it is a great experience. They provide a very professional and helpful service. 

Turkish Bank, Client

The discussion was quite detailed and specific. All relevant details were shared in detail and prompt updates were given.

Raamesh, Candidate

We have been able to hire multiple resources quickly through Broadgate that meet our requirements.

RBS Luxembourg, Client

I have been working with Daniel Tapsell for a while, I have a great working relationship, and believe that he totally understands what makes me tick and how suited any opportunities will be for me. I've always found Broadgate to be a great agency.

Tamasin, Candidate

Toby kept in touch regularly and always phoned when he said he would. He was very diligent.

Kevin, Candidate

Toby did an excellent job in supporting us with a hard to fill Leadership position. It is a pleasure to work with him! 

Wooga, Client

Toby kept me in the loop throughout the process which is key. He is also very helpful in terms of providing the necessary information and interview preparation. Definitely will recommend Broadgate for their professionalism.

Careena, Candidate

Connor was highly professional and well-prepared throughout the entire process. He effectively guided me from the initial stages to scheduling and followed up diligently on the interview process. His clear communication and proactive approach made the experience smooth and efficient. I truly appreciate his support and expertise. 

Laurentino, Candidate

'Connor Nurse has been very communicative and open while working with me while exploring a new role. He is definitely an asset to Broadgate.'

DZ Bank, Candidate

Not just responded positively, but also very, very quickly. Executed in a timely manner, which was important to us, and got everyone across the line and all the paperwork signed and sealed very promptly.

Alba Bank, Client

'Daniel has a genuine sense of care when it comes to working with us. I feel he always gives it his all for both SJP as a client, but also for his candidates. He clearly screens candidates well and has the courage to push back and challenge us as a client when he feels just, with many occasions his challenge being correct. Thank you Daniel for your effort and your knowledge and insight into the market too'.

SJP, Client

Featured Events

 
UK Crypto Authorisation: The Final Readiness Check

UK Crypto Authorisation: The Final Readiness Check

Join Broadgate and the London Blockchain Conference for a private breakfast roundtable focused on FCA authorisation readiness, governance and financial crime controls ahead of the application gateway opening.

 

Register Your Interest Today
The Conversationalist Series: Ireland's Boardroom View on the SIU

The Conversationalist Series: Ireland's Boardroom View on the SIU

Join Broadgate Search and Independent Audit at Euronext in Dublin on 16 November for an exclusive Conversationalist Series event exploring the Savings and Investment Union and what it means for governance, investment and boardroom decision-making across Ireland’s financial services sector.

Register Your Interest Today

Strategic Hiring Partnership with AMINA Bank

'Broadgate has become a genuinely integral part of our hiring effort at AMINA. While it sits externally, in practice, Broadgate operates as an extension of our internal talent acquisition team, with a deep and very practical understanding of our business, culture, and the profile of individuals who succeed here.

What distinguishes Callum and the Broadgate team is their ability to identify candidates who are not only technically strong but also well aligned with the demands of operating at the intersection of regulated banking and digital assets. That nuance is critical in our environment and comes from sustained, hands-on exposure to the organisation and its leadership.'

    - Emily Astor, Chief of Staff - AMINA Bank

Read the full case Study

St. James’s Place Group Policy Framework Transformation

Trinnovo Consulting x Broadgate supported St. James’s Place in transforming governance across more than 75 policies and standards, strengthening ownership, Board oversight, and regulatory accountability.

The team delivered a Board-approved Group Policy Framework, annual attestation process, and clearer alignment with SMCR and the wider risk and control framework, creating a scalable model for long-term policy management.

Read the full case study

 

COUNT ON OUR COMPLIANCE TEAM

We’re here to Reduce Risk and Alleviate Regulatory Pressures.

Turn data protection and regulatory adherence into strategic advantages. Our dedicated compliance function is equipped with the localised regulatory expertise necessary to help you stay ahead of changing industry standards. We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with cross-border talent acquisition.

Broadgate Social is your international networking platform, built by the community, for the community.

Inclusive, supportive, informative, and diverse – here you can make lasting connections, gain industry insight, and uncover career opportunities.

From panel events and podcasts to employability workshops and webinars, we explore the latest trends, challenges, and opportunities across the full spectrum of regulated business. Welcome to the community. 

SOCIAL HUB

LATEST JOBS

Bolton, Greater Manchester, North West, England
Audit Assistant Manager
Audit Assistant Manager Bolton | Hybrid Working Lead Audits, Develop Your Career and Make an Impact An exciting opportunity has arisen for an experienced Audit Assistant Manager to join a growing and ambitious audit team in Bolton. This role offers the opportunity to manage a varied portfolio of commercial businesses, owner-managed companies and charities, while supporting the delivery of audit engagements, developing junior team members and building strong client relationships. Working closely with Audit Managers, Directors and Partners, you'll play an important role in delivering high-quality audit services and contributing to the continued success and growth of the audit practice. The position operates within a flexible hybrid working model, with regular presence across the Bolton office, client sites and the wider Greater Manchester and North West audit region. The Opportunity This is an excellent opportunity for an ambitious audit professional looking to take the next step in their career. You'll gain exposure to a diverse client base while strengthening your leadership, technical and client management skills. Key ResponsibilitiesSupport the planning, execution and completion of audit assignmentsManage a portfolio of audit clients alongside Audit Managers and PartnersAct as a key point of contact for clients throughout engagementsReview audit work prepared by junior team membersCoach, mentor and train trainees and audit seniorsSupport audit delivery to ensure quality and compliance standards are metAssist with budgeting, resourcing and engagement planningManage multiple assignments and deadlines effectivelyBuild and maintain strong client relationshipsIdentify opportunities to provide additional services to clientsContribute to networking and business development initiativesSupport Managers, Directors and Partners with ad hoc projects and strategic growth plansAbout You You'll be a proactive and commercially aware audit professional who enjoys working with clients, leading teams and delivering exceptional service. Essential RequirementsACA, ACCA or equivalent professional qualificationExternal audit experience gained within a professional practice environmentStrong post-qualified audit experienceExperience leading audit assignments and supervising staffExcellent client-facing and relationship management skillsStrong technical audit and accounting knowledgeExperience reviewing work prepared by junior colleaguesExcellent organisational and time management skillsAbility to manage competing priorities and deadlinesDesirable ExperienceExperience working with commercial businesses, owner-managed companies and charitiesExposure to business development and networking activitiesExperience supporting client portfolio managementStrong commercial awareness and problem-solving skillsWhat's on OfferComprehensive benefits packagePrivate Medical InsuranceEnhanced family leave policiesCompetitive pension schemeLife assurance and Death in Service benefitsEmployee Assistance ProgrammePaid volunteering dayHybrid and agile working environmentModern office facilitiesOngoing professional development and career progression opportunities
William FitzpatrickWilliam Fitzpatrick
Bolton, Greater Manchester, North West, England
Audit Manager
Audit Manager Bolton | Hybrid Working Lead, Develop and Grow Within a High-Performing Audit Team An exciting opportunity has arisen for an experienced Audit Manager to join a growing and ambitious audit team in Bolton. This role offers the opportunity to manage a diverse portfolio of commercial businesses, owner-managed companies and charities while leading audit engagements, developing team members and building long-term client relationships. Working as part of a collaborative leadership team, you'll play a key role in delivering high-quality audit services, supporting the development of junior colleagues and contributing to the continued success and growth of the audit practice. The position operates within a flexible hybrid working model, with regular presence across the Bolton office, client sites and the wider Greater Manchester and North West audit region. The Opportunity This is an ideal opportunity for an experienced audit professional looking to take ownership of a client portfolio while developing their leadership, commercial and business development capabilities. You will work closely with Partners and Directors, helping to drive client service excellence, team development and continued growth across the audit practice. Key ResponsibilitiesManage audit engagements from planning through to completionLead and oversee a portfolio of audit clientsBuild and maintain strong client relationshipsReview audit work and ensure technical excellence across engagementsCoach, mentor and develop junior team membersSupport the development and performance of direct reportsManage multiple engagements simultaneouslyEnsure assignments are delivered to the highest quality standardsMonitor engagement profitability, budgets and delivery timelinesIdentify opportunities to support clients through additional servicesContribute to networking, relationship-building and business development activitiesWork closely with Partners and Directors to support strategic growth initiativesAbout You You'll be a commercially minded audit professional who enjoys managing client relationships, developing people and delivering high-quality work in a fast-paced environment. Essential RequirementsACA, ACCA, ICAS or equivalent professional qualificationExternal audit experience gained within practiceSignificant post-qualified audit experienceProven experience managing audit portfoliosStrong client-facing and stakeholder management skillsExperience coaching, mentoring and developing team membersStrong technical audit knowledgeExcellent organisational and project management skillsAbility to manage multiple engagements and competing prioritiesDesirable ExperienceExperience working with commercial, owner-managed business and charity clientsExposure to business development and networking activitiesExperience reviewing and signing off work produced by junior auditorsStrong commercial awareness and profitability management experienceWhat's on OfferComprehensive benefits packagePrivate Medical InsuranceEnhanced family leave policiesCompetitive pension schemeLife assurance and Death in Service benefitsEmployee Assistance ProgrammePaid volunteering dayHybrid and agile working environmentModern office facilitiesOngoing professional development and leadership training
William FitzpatrickWilliam Fitzpatrick
Manchester, Greater Manchester, North West, England
Audit Manager
Audit Manager Manchester | Hybrid Working Lead, Develop and Grow Within a High-Performing Audit Team An exciting opportunity has arisen for an experienced Audit Manager to join a growing and ambitious audit team in Manchester. This role offers the opportunity to manage a diverse portfolio of commercial businesses, owner-managed companies and charities while leading audit engagements, developing team members and building long-term client relationships. Working as part of a collaborative leadership team, you'll play a key role in delivering high-quality audit services, supporting the development of junior colleagues and contributing to the continued success and growth of the audit practice. The position operates within a flexible hybrid working model, with regular presence across the Manchester office, client sites and the wider Greater Manchester and North West audit region. The Opportunity This is an ideal opportunity for an experienced audit professional looking to take ownership of a client portfolio while developing their leadership, commercial and business development capabilities. You will work closely with Partners and Directors, helping to drive client service excellence, team development and continued growth across the audit practice. Key ResponsibilitiesManage audit engagements from planning through to completionLead and oversee a portfolio of audit clientsBuild and maintain strong client relationshipsReview audit work and ensure technical excellence across engagementsCoach, mentor and develop junior team membersSupport the development and performance of direct reportsManage multiple engagements simultaneouslyEnsure assignments are delivered to the highest quality standardsMonitor engagement profitability, budgets and delivery timelinesIdentify opportunities to support clients through additional servicesContribute to networking, relationship-building and business development activitiesWork closely with Partners and Directors to support strategic growth initiativesAbout You You'll be a commercially minded audit professional who enjoys managing client relationships, developing people and delivering high-quality work in a fast-paced environment. Essential RequirementsACA, ACCA, ICAS or equivalent professional qualificationExternal audit experience gained within practiceSignificant post-qualified audit experienceProven experience managing audit portfoliosStrong client-facing and stakeholder management skillsExperience coaching, mentoring and developing team membersStrong technical audit knowledgeExcellent organisational and project management skillsAbility to manage multiple engagements and competing prioritiesDesirable ExperienceExperience working with commercial, owner-managed business and charity clientsExposure to business development and networking activitiesExperience reviewing and signing off work produced by junior auditorsStrong commercial awareness and profitability management experienceWhat's on OfferComprehensive benefits packagePrivate Medical InsuranceEnhanced family leave policiesCompetitive pension schemeLife assurance and Death in Service benefitsEmployee Assistance ProgrammePaid volunteering dayHybrid and agile working environmentModern office facilitiesOngoing professional development and leadership training
William FitzpatrickWilliam Fitzpatrick
County Dublin, Ireland
Risk and Compliance Manager
Risk, Compliance and Data Protection Manager Insurance Dublin – Hybrid - 2 days in the office 70-75k  An excellent opportunity for an experienced Risk and Compliance professional to join a growing insurance business. Working closely with senior leadership, you will play a key role in supporting and developing the organisation's risk and compliance frameworks. This is a broad second-line role offering exposure across regulatory compliance, enterprise risk, governance and data protection. You will have no direct reports in this role. Your Role: Support the delivery of compliance monitoring and risk management activities. Monitor regulatory developments and support the implementation of new requirements. Maintain risk registers, key risk indicators and risk reporting. Support the development of policies, procedures and internal controls. Act as a key POC for all Data Protection Matters, supporting with DPIAs, DSARs, ROPAs, breaches etc Prepare reporting for senior management and governance committees.  Support regulatory engagement and interactions with relevant authorities. Contribute to third-party risk, operational resilience and broader governance activities.  About You: 4+ years' experience in Risk, Compliance, or Data Protection role within Financial Services. Insurance experience is preferable Strong understanding of the Irish regulatory environment - CPC, GDPR, F&P etc Strong communication and stakeholder management skills. Comfortable and enjoys working on a varied role in a growing business.  Reach out to me at darren.hogan@broadgatesearch.com or apply here for more information!
Darren HoganDarren Hogan
Hoxton, Greater London, South East, England
Senior Operational Resilience Risk Manager
Senior Operational Risk Manager - £85,000-£95,000Location: Milton Keynes / LondonBroadgate Search are proud to be working on a retained basis with our client, a leading UK regulated financial services organisation, to appoint a Senior Operational Risk Manager. This is an excellent opportunity to join a forward-thinking business and play a key role in strengthening operational risk oversight across technology, data, cyber and transformation.The OpportunityAs an Operational Risk Manager, you will work with the Head of Operational Risk in delivering effective oversight, challenge and advice on operational risks. Our client is seeking an Operational Resilience expert that has first hand experience with maturing Data and Technology infrastructure. You’ll work closely with senior stakeholders across Technology, Claims, Operations and HR, helping to shape risk appetite, provide meaningful MI, and deliver assurance activity on the organisation’s key risk exposures.This role offers the chance to work at both enterprise and directorate levels, providing oversight across a wide range of operational risks, while contributing to the development of a strong, pragmatic risk culture that balances innovation and sustainability.Key ResponsibilitiesPartner with senior stakeholders to oversee and challenge technology, cyber, data and transformation risks.Support the development of operational risk appetite, profiles, and reporting to Executive committees.Deliver robust assurance activity including governance forums, stakeholder engagement, and deep dives.Monitor enterprise-wide operational risk exposures against appetite, escalating issues as appropriate.Produce high-quality, data-driven MI and reporting for Executive and Board audiences.Promote a strong risk and control culture that enables innovation and flexibility.About YouWe are looking for someone with:At least 5 years’ experience overseeing operational risk (including cyber, technology, data and transformation).Experience in digital/technology transformations and delivering at pace.Strong skills in producing data-driven risk MI and assurance opinions.Experience writing reports for Executive and Board-level stakeholders.If you would like to have a conversation about this then please forward your cv for consideration
Declan StarkDeclan Stark
Dublin, County Dublin, Ireland
Regulatory Risk Manager
Regulatory Risk Manager Consultancy Dublin – Hybrid 70-75k  Join a leading Risk and Regulatory practice and work with a diverse range of financial services clients navigating complex and evolving regulatory requirements. This is an opportunity to advise organisations across Banking, Insurance, Payments and Fintech, helping them respond to regulatory change, strengthen their frameworks, and manage regulatory risk effectively. You'll work across a broad range of engagements, from regulatory transformation and implementation through to remediation, licensing and regulatory inspections, while developing your advisory experience and working closely with senior stakeholders. Your Role: Provide regulatory risk and compliance expertise to financial services clients. Advise clients on regulatory requirements and support with regulatory change projects. Support the design and enhancement of regulatory risk and compliance frameworks. Plan and manage client projects, ensuring high-quality delivery against agreed deadlines. Mentor junior team members. About You: Experience in risk, regulatory compliance, or regulatory advisory role. Strong understanding of topics like Conduct Risk, Consumer Protection, Operational Risk etc Experience gained within a regulated financial institution, consultancy, legal, or professional services environment.  Strong knowledge of Irish and European regulatory requirements. Experience delivering regulatory transformation, remediation, or implementation projects. Commercially aware with the ability to build trusted relationships with clients and senior stakeholders. Reach out to me at darren.hogan@broadgatesearch.com or apply here for more information!
Darren HoganDarren Hogan
Dublin, County Dublin, Ireland
Enterprise Risk Manager
Enterprise Risk Manager Consultancy Dublin - Hybrid  70-75k  Are you an experienced regulatory and risk professional looking to take the next step in your career within a leading professional services environment? This is an excellent opportunity to work with a diverse range of financial services clients, advising on complex regulatory requirements, risk frameworks, and compliance challenges. You'll work across high-impact client engagements, helping organisations navigate an increasingly complex regulatory landscape while developing your advisory expertise and working closely with senior stakeholders. Your Role: Provide regulatory and risk expertise to financial services clients across areas including Consumer Protection, Conduct Risk, and Operational/Enterprise risk frameworks. Advise clients on regulatory obligations and support the interpretation and implementation of new requirements. Design and enhance compliance and risk management frameworks, policies, and procedures. Plan and manage client projects, ensuring high-quality delivery against agreed deadlines. Develop and deliver tailored regulatory training programmes. Contribute to business development and help identify opportunities with new and existing clients. Mentor and support junior team members. About You: Strong regulatory, compliance, or risk experience within a regulated financial institution or a professional services/advisory environment. Strong understanding of Irish financial services regulation, areas such Consumer Protection, Conduct Risk, Operational Risk, and Fitness & Probity Strong project management, stakeholder engagement, and influencing skills. Commercially aware with the ability to build trusted client relationships. Reach out to me at darren.hogan@broadgatesearch.com or apply here for more information!
Darren HoganDarren Hogan
London, Greater London, South East, England
Business Development Director - Asset Managers & Banks
Business Development Director - Asset Managers & BanksOur client, a growing financial technology and information services business, is looking to appoint a Business Development Director to support continued commercial growth across its institutional customer base.Roles & ResponsibilitiesGenerate new business opportunities and develop relationships with senior financial-services decision makers.Manage complex sales processes from initial engagement through to contract negotiation and close.Develop and grow relationships across existing strategic accounts.Identify opportunities to introduce additional products and services to existing customers.Work collaboratively with internal product, commercial and client-facing teams to progress opportunities.Essential Skills & Experience5–15 years' experience in financial data technology or enterprise technologyProven experience selling complex solutions to institutional financial-services clients.Strong track record of new business development and enterprise sales.
Scarlett WorthingtonScarlett Worthington
WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT

We are dedicated to making a positive impact on the world we live in. As a B Corp, we have a responsibility to provide a dependable, sustainable service that creates value for the customers, clients, candidates, and communities we engage with. We are eager to partner with businesses that share our vision of a more equitable future for all. 

WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT
WHY WE IMPACT REPORT

As we enter our third year of impact reporting, we remain committed to holding ourselves accountable for our mission progress – to build future-ready businesses, powered by people.

WHY WE IMPACT REPORT