Overview
An exciting opportunity to join a highly regarded International Insurance company. You'll collaborate closely with different business units to design and implement robust compliance controls, monitor adherence to laws and ethical standards, and foster a culture of compliance through training and ongoing communication.
Reporting directly to senior leadership and engaging with regulators to ensure operations not only meet but exceed industry standards.
Responsibilities
- Assist the Head of Compliance in responding to regulator requests and proactive regulatory notifications.
- Lead horizon scanning activities to identify forward-looking risks, leveraging insights from other business units, and review Compliance Training materials for risk impacts.
- Support the Head of Compliance with executive and Board/Board committee
- Manage day-to-day oversight of the UK Senior Manager & Certification Regime (SMCR) alongside HR, including maintaining core SMCR documents and training for new Senior Managers.
- Strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Consumer Duty and Product Governance.
Experience and Knowledge
- Strong regulatory compliance background working within 1st or 2nd line, ideally in Insurance but wider financial services would be considered.
- Strong understanding of relevant UK regulatory requirements.
- Ability to translate complex regulatory requirements into clear, actionable guidance for business stakeholders.
- Understanding of risk management frameworks, controls, and Insurance Conduct of Business rules and related regulatory requirements.
