Primary Responsibilities
- Analyze and interpret European and Luxembourg financial regulations, including CSSF Circulars and industry guidelines, that apply to AIFMs and AIFs.
- Advise Senior Management on emerging or changing regulatory obligations, products, or services and assess their impact on the compliance framework.
- Execute compliance controls defined in the Luxembourg Compliance Program, aligning them with the firm's Global Compliance Program.
- Collaborate with the Head of Compliance to provide comprehensive compliance reports and risk assessments to Senior Management and various Boards of Directors.
- Act as the primary liaison with the CSSF, coordinating both internal and external audits.
- Support AML/CFT responsibilities, ensuring full adherence to regulatory obligations.
- Lead the identification and implementation of improvements based on risk assessments, utilizing operational excellence and project management skills.
- Draft and review internal policies, periodic reports, and ad hoc advisory memos.
- Provide training and guidance to the business, fostering a culture of compliance awareness.
Desired Qualifications
- Master's degree in finance, law, or a related field; Certified Auditor exam or equivalent qualification is a plus.
- Minimum of 5 years' experience in compliance within the Asset Management sector, with a focus on alternative investment funds (AIFs).
- Solution-oriented with a hands-on approach to resolving issues.
- In-depth knowledge of Luxembourg's alternative investment fund regulations.
- Fluent in English with excellent writing skills; proficiency in French and/or German is advantageous.
- A detail-oriented, self-starting, and adaptable professional, ready to contribute to a dynamic team environment.
If you possess a strong compliance background and are eager to contribute your expertise in a fast-paced, evolving regulatory environment, we invite you to apply today.
