Overview:
A leading fund services provider in Luxembourg is seeking an experienced Responsible Compliance Officer (RC) to support their compliance function. Reporting directly to the Head of Compliance & RR, the RC will oversee AML/CFT/CPF matters, act as the key point of contact with the CSSF, and ensure the firm meets all regulatory obligations. This role also involves mentoring the compliance team and ensuring strong oversight of AML/CFT controls.
Key Responsibilities: Responsible du Contrôle (RC)
- Monitor and assess the firm’s compliance framework, ensuring adherence to AML/CFT/CPF regulations.
- Review and manage high-risk AML/CFT/CPF relationships.
- Oversee the implementation of AML/CFT training and awareness programs.
- Report regularly to the RR and Board on AML/CFT/CPF compliance and regulatory obligations.
- Prepare and submit AML regulatory reports, including AML surveys and RC reports.
- Act as the primary contact with the CSSF for compliance matters.
Compliance Team Oversight
- Provide leadership and mentorship to the compliance team.
- Ensure the firm remains compliant with regulatory duties as a Specialised Professional of the Financial Sector.
Key Requirements:
- Previous CSSF appointment as an RC is a must.
- Experience in fund and corporate services is essential.
- Strong knowledge of AML/CFT/CPF regulations in Luxembourg.
- Ability to manage regulatory deadlines and provide solution-driven compliance oversight.
- High level of accountability and ability to build trust with stakeholders.
This is a great opportunity to take on a leadership role in a growing, well-regarded firm.
If you are interested, please apply or reach out for more information.
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