Join my client, a leading Depositary business, as a Regulatory Risk Manager and play a key role in shaping regulatory strategies within the funds industry. This client-facing role will see you engaging with industry stakeholders, regulators, and senior leadership to drive governance standards and ensure compliance.
Key Responsibilities:
- Enhance governance and regulatory oversight within the Depositary business using data-driven insights.
- Interpret regulations, provide strategic solutions to business queries, and manage regulatory risk.
- Proactively address regulatory changes, ensuring compliance while optimizing operational efficiency.
- Lead external engagements on regulatory matters, representing the firm in industry discussions.
- Oversee discretionary matters, including potential breaches, suspensions, and investigations in Luxembourg.
- Collaborate with internal teams to provide regulatory guidance, training, and policy implementation support.
- Develop and monitor key risk indicators (KRIs) and risk appetite statements (RAS) to enhance oversight.
- Prepare reports for senior committees and contribute to thought leadership initiatives in regulatory risk.
What We’re Looking For:
- 7–11 years of experience in regulatory risk, compliance, or depositary functions within the funds industry.
- Experience in Depositary is Essential.
- Strong expertise in collective investment schemes, Depositary bank responsibilities, and fund regulations.
- Excellent analytical and problem-solving skills, with the ability to provide practical regulatory solutions.
- Strong communication and stakeholder management skills, with the ability to engage both internally and externally.
- Ability to manage multiple priorities under pressure without compromising quality.
This is an exciting opportunity to be at the forefront of regulatory change within a Depositary business, ensuring compliance while contributing to the strategic direction of the firm. If you’re ready to make an impact, we’d love to hear from you.
