Georgia Mason

Financial Crime OfficerLondon - £80,000-85,000Reporting directly to the MLRO, this is an excellent Senior opportunity to take on a demanding and all-encompassing specialist position within the field of Financial Crime. You would be acting as a Subject Matter Expert on financial crime compliance issues of day-to-day activitiesThe business is a household name both in the UK and overseas, sitting within the sectors of Private Banking & Asset Management.This could be a great fit for you, if you possess a versatile suite of specialisms - including but not limited to AML/KYC, CDD, Market Abuse, Fraud Prevention & Transaction Monitoring.The RolePartner with Senior Stakeholders in the business to ensure compliance risks are managed across the businessSupport production and sustainment of Financial Crime Policy & ProcedureAreas of daily responsibility include: Oversight of AML & other 1LOD activities, Review of SARs, Fraud activityWe are looking for2nd Line experience (vital)Previous roles should include working within Private Banking and/or Asset ManagementSME knowledge of Financial Crime on a wide scaleExcellent soft skills

Compliance Officer Location: Rochester, Kent – Hybrid (3 days in office after probation)Reporting into - Compliance Manager Role Overview:Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. The role focuses on fostering a compliant culture, client outcome focus, and compliance with regulatory requirements, including data protection, breach management, financial crime investigation, and regulatory reporting. Key Responsibilities:Data Protection: Process Data Subject Access Requests (DSARs).Breach Management: Log, investigate, and analyse breaches.Horizon Scanning: Monitor and report on regulatory changes.Financial Promotions: Review marketing materials for compliance.Regulatory Reporting: Assist with regulatory requests.Policies: Create and review internal policies.Management Information: Gather data to demonstrate regulatory adherence.Thematic Reviews: Support thematic reviews as needed.Complaints Support: Log complaints and prepare files for the Ombudsman.Skills & Knowledge:Must Have:2+ years' compliance experience Preferably worked in wealth management/financial planningStrong knowledge of FCA regulations and handbook (eg. COBS, SMCR, code of conduct etc)Understanding of consumer dutyDesirable:Experience in pensions or thematic reviews.ICA or similar compliance qualifications.Level 4 Diploma in Financial Planning.

Money Laundering Reporting Officer (MLRO) – SMF 17Location: London, UK – Hybrid WorkingRole OverviewAs the MLRO, you will lead this International Retail Bank’s Anti-Money Laundering (AML) and Financial Crime (FC) strategy, ensuring compliance with regulatory requirements and safeguarding the Bank from financial crime risks.Key Responsibilities:Develop and maintain AML/CTF frameworks, policies, and controls.Advise senior management on AML/FC regulations and ensure compliance.Oversee transaction monitoring, identifying and reporting unusual activity.Act as the primary contact with the NCA and relevant agencies on AML matters.Prepare and present the annual MLRO report and manage SAR submissions.Ensure AML training across the Bank and adherence to sanctions screening tools.Fulfil statutory obligations under SMF 17 and participate in the Executive Risk Committee.Requirements:Qualifications:Bachelor’s Degree preferred.ICA Diploma in Governance, Risk & Compliance, Anti-Money Laundering, or Financial Crime Prevention (or equivalent).Experience:10+ years in compliance or financial crime roles, ideally with SMF17 experience or readiness for an approved person role.Retail banking backgroundStrong understanding of UK regulatory requirements and retail banking operations.Skills & Attributes:In-depth knowledge of AML/CTF regulations and financial services compliance.Proven ability to monitor regulatory changes and guide internal teams.Strong ethical standards aligned with the FCA’s Senior Managers Regime.